Remarks by SEC Commissioner Hester Peirce before the 51st Annual Institute on...
Posted by Hester Peirce, U.S. Securities and Exchange Commission, on Friday, November 8, 2019 Editor's Note: Hester M. Peirce is a Commissioner at the U.S. Securities and Exchange Commission. This post...
View ArticleRetail Shareholder Participation in the Proxy Process: Monitoring,...
Posted by Alon Brav (Duke University), Matthew D. Cain (University of California, Berkeley), and Jonathon Zytnick (Columbia University), on Tuesday, November 19, 2019 Editor's Note: Alon Brav is Robert...
View ArticleCorporate Governance and Corporate Agility
Posted by Kenneth Lehn (University of Pittsburgh), on Wednesday, December 11, 2019 Editor's Note: Kenneth Lehn is the Samuel A. McCullough Professor of Finance at the University of Pittsburgh Katz...
View ArticleCorporate Opportunity Waivers in Private Equity and Venture Capital Investments
Posted by Matthew M. Greenberg, Christopher B. Chuff, and Taylor B. Bartholomew, Pepper Hamilton LLP, on Monday, March 11, 2019 Editor's Note: Matthew M. Greenberg is partner and Christopher B. Chuff...
View ArticlePractical Implications of Proposed Testing the Waters for All Issuers under...
Posted by Jon Daly, Michael Hyatte, and David Ni, Sidley Austin LLP, on Wednesday, March 27, 2019 Editor's Note: Jon Daly, Michael Hyatte, and David Ni are partners at Sidley Austin LLP. This post is...
View ArticleEncouraging Smaller Entrants to Our Capital Markets
Posted by Elad L. Roisman, U.S. Securities and Exchange Commission, on Tuesday, April 9, 2019 Editor's Note: Elad L. Roisman is a Commissioner at the U.S. Securities and Exchange Commission. The...
View ArticleStatement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b)...
Posted by Jay Clayton, U.S. Securities and Exchange Commission, on Thursday, May 9, 2019 Editor's Note: Jay Clayton is Chairman of the U.S. Securities and Exchange Commission. This post is based on...
View ArticleStatement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer...
Posted by Hester M. Peirce, U.S. Securities and Exchange Commission, on Sunday, May 12, 2019 Editor's Note: Hester M. Peirce is a Commissioner at the U.S. Securities and Exchange Commission. This post...
View ArticleSunsets, Russets, and Rule Resets
Posted by Hester M. Peirce, U.S. Securities and Exchange Commission, on Thursday, May 23, 2019 Editor's Note: Hester M. Peirce is a Commissioner at the U.S. Securities and Exchange Commission. This...
View ArticleWhat’s New on the SEC’s new RegFlex Agenda?
Posted by Cydney Posner, Cooley LLP, on Wednesday, June 12, 2019 Editor's Note: Cydney S. Posner is special counsel at Cooley LLP. This post is based on a Cooley memorandum by Ms. Posner. SEC Chair Jay...
View ArticleStatement on Opportunity Zones
Posted by Jay Clayton, U.S. Securities and Exchange Commission, on Tuesday, July 16, 2019 Editor's Note: Jay Clayton is Chairman of the U.S. Securities and Exchange Commission. This post is based on...
View ArticleWeeds & Words: A Quantitative Analysis of Cannabis Disclosure
Posted by Krista Bennatti-Roberts, Carol Hansell, and Harlan Tufford, Hansell LLP, on Saturday, August 3, 2019 Editor's Note: Krista Bennatti-Roberts is a Data Scientist, Carol Hansell is Senior...
View ArticleThe Future or Fancy? An Empirical Study of Public Benefit Corporations
Posted by Michael B. Dorff (Southwestern University), James Hicks (University of California Berkeley), and Steven Davidoff Solomon (University of California Berkeley), on Wednesday, August 21, 2019...
View ArticleRemarks at SECs Small Business Capital Formation Advisory Committee Meeting
Posted by Jay Clayton, U.S. Securities and Exchange Commission, on Wednesday, August 21, 2019 Editor's Note: Jay Clayton is Chairman of the U.S. Securities and Exchange Commission. This post is based...
View ArticleProposed New Tier for Nasdaq Thinly Traded Securities
Posted by Cydney Posner, Cooley LLP, on Monday, February 24, 2020 Editor's Note: Cydney S. Posner is special counsel at Cooley LLP. This post is based on a Cooley memorandum by Ms. Posner. It’s well...
View ArticleSEC’s Carve-Out from SOX 404(b) for Low-Revenue Companies
Posted by Cydney Posner, Cooley LLP, on Saturday, April 4, 2020 Editor's Note: Cydney S. Posner is special counsel at Cooley LLP. This post is based on a Cooley memorandum by Ms. Posner. On March 12,...
View ArticleUnanticipated Costs of Paycheck Protection Program Loans in M&A Transactions
Posted by Jennifer S. Conway and J. Leonard Teti II, Cravath, Swaine & Moore LLP, on Wednesday, June 17, 2020 Editor's Note: Jennifer S. Conway and J. Leonard Teti II are partners at Cravath,...
View ArticleDiversity and Performance in Entrepreneurial Teams
Posted by Sophie Calder-Wang (The Wharton School), Paul A. Gompers (Harvard Business School), and Kanyuan Huang (UCLA), on Tuesday, May 25, 2021 Editor's Note: Sophie Calder-Wang is assistant professor...
View ArticleThe Small, Young Company Board
Posted by Adam J. Epstein (Third Creek Advisors LLC), Robert Lamm (Deloitte LLP), and Jim Parkin (Deloitte & Touche LLP), on Friday, July 30, 2021 Editor's Note: Adam J. Epstein is Founder at Third...
View ArticleThe Corporate Governance Gap
Posted by Kobi Kastiel (Tel Aviv University) and Yaron Nili (University of Wisconsin), on Tuesday, February 1, 2022 Editor's Note: Kobi Kastiel is Associate Professor of Law at Tel Aviv University, and...
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